Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Senior Executive Vice President Senior Executive Vice President Please refine your filters to display data. John Turner is president and chief executive officer of Regions Financial Corporation. Senior Executive Vice President Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Smith is a member of the companys Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. New compliance officers face an overwhelming amount of tasks during their first few months. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. . Fournier J. Gale, III Senior Executive Vice President Birmingham's largest bank has added a new leader to its ranks. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. She joined Regions in 2003 to lead Consumer Credit Risk. Chief Human Resources Officer. His primary focus was financial institutions. and was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Mehlman received her bachelors degree from Cornell University. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Regions provides links to other websites merely and strictly for your convenience. 2023 Regions Bank. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Nix commits much of his time to community engagement and professional organizations. Most recently, Danella served as Head of Private Wealth Management. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Executive Vice President Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. M. Deron Smithy At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. C. Matthew Lusco Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. CCOs must monitor and respond to changes in compliance risks. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Commercial Banking includes clients with revenues between $1MM and $250MM. Additional information about Regions and its full line of products and services can be found at www.regions.com. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. John Turner is president and chief executive officer of Regions Financial Corporation. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Monday through Friday. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Smith began his banking career at Deposit Guaranty as a management trainee. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Chief Digital Officer. All Rights Reserved. Danella earned a bachelors degree in Economics and English from Vanderbilt. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. He began his career at Crestar Mortgage. By clicking the "Submit" button, you are agreeing to the Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. She is a member of the companys Executive Leadership Team. 8 a.m. 7 p.m. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Community Affairs Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Jeremy King | In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. David Popwell President, Specialty Banking . Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Nix will report to Tara Plimpton, chief legal officer for the bank. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Senior Executive Vice President He is responsible for 1,500+ facilities and workplace strategy. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Martha Raber Chief Financial Officer. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. By Jeremy King | February 9, 2021. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Core Product Marketing. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Chief Legal Officer and Corporate Secretary. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. He began his career in the Jackson, Mississippi office of Arthur Andersen. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Senior Executive Vice President Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Tammy LoCascio . She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Tammy LoCascio Chief Operating Officer . William D. Ritter His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Head of Consumer Banking Group. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. About Regions Financial Corporation Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Keenan earned a bachelors degree in Political Science from Furman University. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Treasurer. Corporate governance is my passion. Fill out the form to connect with a representative and learn more. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. He earned a masters degree in Human Resources from Boston University. By She leads all institutional, retail and fixed income investor relations functions. He is a member of the banks Executive Leadership Team. She is also responsible for managing the companys relationships with credit rating agencies. He is also a member of the companys Executive Leadership Team. In 2006, he led the HR integration during the Regions/AmSouth merger. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. He succeeds Hope Mehlman . Senior Executive Vice President Beth Ardoin Chief Communications Officer . Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Find your next job opportunity near you & 1-Click Apply! He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. He is also a member of the United Ways Tocqueville Society. Bill Ritter serves as Head of the Wealth Management group. A bank executive develops a new product, maybe a fee-generation concept. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Bill Ritter serves as Head of the Wealth Management group at Regions. Regions provides links to other websites merely and strictly for your convenience. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Sorry, No data match for your criteria. Fournier J. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. and Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Turner holds a bachelors degree in economics from the University of Georgia. John Turner is president and chief executive officer of Regions Financial Corporation. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. jsbacContactjsbacContact Manav Misra Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Senior Executive Vice President Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. In addition, Nolan oversees competitive and strategic analysis. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Internet Explorer presents a security risk. Executive Vice President Head of Investor Relations. Head of Wealth Management Group. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Hope D.Mehlman Ritter is a member of Regions Executive Leadership Team. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues.
regions bank chief compliance officer
regions bank chief compliance officer
